A SEBI Registered Investment Advisor (SEBI RIA) is a professional or a firm registered with SEBI under the Investment Advisers Regulations, 2013. These advisors are authorised to provide investment advice and financial planning services to clients. The registration ensures that the advisor adheres to the stringent guidelines and maintains high standards of conduct and professionalism.
Imagine you’re feeling unwell—you’d go to a doctor, right? Or if your car breaks down, you’d visit a mechanic. In the same way, when it comes to investing in securities and mutual funds, it’s wise to consult a SEBI Registered Investment Advisor ( SEBI RIA)
“Numbers speak in quiet truths, where balance guides the bold and order births the growth of empires. In ledgers, futures are written with care.”
– Riya
Benefits of Consulting a SEBI Registered Investment Advisor
SEBI RIAs offer professional and expert advice tailored to your financial goals and risk tolerance.Being regulated by SEBI, RIAs adhere to strict guidelines, ensuring ethical and transparent conduct.
- Conflict-Free: Unlike brokers or agents, SEBI RIAs do not earn commissions.
- Comprehensive Financial Planning: SEBI RIAs provide holistic financial planning services, including investment planning, retirement planning
- Client-Centric Approach: With a fiduciary duty, SEBI RIAs always prioritise the client’s best interests
Typically, SEBI responds within one month of receiving the application. However, the actual time for registration depends on how well the applicant meets all registration requirements and provides complete information.
Review Regulations:
Applicants should thoroughly review the SEBI (Investment Advisers) Regulations, 2013 to understand eligibility criteria and other details that can expedite the registration process.
